select transactions

Client/ Employer	Public/ Private	Counter Party	Public/ Private	Type	Transaction Size (Millions $)
Noven Pharmaceuticals, Inc.	Private	JDS Pharmaceuticals	Private	Advisory: For Buyer	125
Focal, Inc	Private	Genzyme BioSurgery	now NYSE:SNY	Advisory: For Seller	15
RGene Therapeutics, Inc.	Private	Targeted Genetics	NASDAQ: TGEN	Advisory: For Seller	25
BioCryst Pharmaceuticals Inc	NasdaqGS: BCRX	Johnson & Johnson	NYSE: JNJ	Advisory: JT Venture	60
Hemispherx Biopharma, Inc.	AMEX: HEB	Biken Corporation	Private	Advisory: JT Venture	N/A
SK Biopharmaceuticals	Private	Johnson & Johnson	NYSE: JNJ	Advisory: License	80
Nitromed , Inc	Private	Johnson & Johnson	NYSE: JNJ	Advisory: License	60
MicroDose Therapeutx, Inc.	Private	Novartis and Bristol- Meyers Squibb	NYSE: NVS NYSE: BMY	Advisory: License	20
NatImmune	Private	Enzon	OTCMKTS: ENZN	Advisory: License	125
NitroMed Inc.	Private	British Oxygen Corporation	Private	Advisory: License	N/A
Apoptosis	Private	N/A	NYSE: JNJ	As Board Member	N/A
Augmenta Biologicals, LLC	Private	N/A	N/A	As Board Member	N/A
TurnPoint Medical Devices, inc.	Private	N/A	N/A	As Board Member	N/A
i-STAT	Private	Abbott Laboratories	NYSE: ABT	As Founder	392
Melanovus Oncology	Private	N/A	N/A	As CEO	N/A
Southern Lights Ventures 2002 Limited	Private	N/A	NYSE: ABT	As Founder and Senior Executive	N/A
Integra Life Sciences Corporation	(NasdaqGS: IART)	N/A	N/A	As Founder and Senior Executive	N/A
Engelhard Corp	Part of BASF	N/A	N/A	As Senior Executive	N/A
Engelhard Industries Inc.	Private	Dupont (environmental business)	NYSE: DDPB	As Senior Executive	15
Enzon Pharmaceuticals, Inc.	OTCPK: ENZN	Genex Corporation	OTCMKTS: GENX	As Senior Executive	N/A
Enzon Pharmaceuticals, Inc.	OTCPK: ENZN	Schering-Plough	now NYSE: MRK	As Senior Executive	N/A
Enzon Pharmaceuticals, Inc.	OTCPK: ENZN	Rhone Poulenc Rorer	Private	As Senior Executive	N/A
Halcon International, Inc.	Private	Atlantic Richfield Company, Inc.	Private	As Senior Executive	1000
ImmuneTech, Inc.	Private	Dura Pharmaceuticals, Inc.	Private	As Senior Executive	N/A
Oncotherapeutics, Inc.	Private	N/A	N/A	As Senior Executive	N/A
VectraMed Inc.	Private	Aventis	now NYSE:SNY	As Senior Executive	N/A
VectraMed Inc.	Private	Elan Corporation Limited	Private	As Senior Executive	N/A
VectraMed Inc.	Private	Ethicon, Inc.	NYSE: JNJ	As Senior Executive	N/A
VectraMed Inc.	Private	Pfizer, Inc.	NYSE: PFE	As Senior Executive	N/A
Virium Pharmaceuticals, Inc.	Private	Macrochem	OTCBB: MACM	As Senior Executive	N/A
Pacific Biotech Research Associates	Private	New England Nuclear (DuPont)	NYSE:DD	Licensing Rights as Principal / President	N/A
Xeotron Corp	Private	VC Investors	Private	Seed Round as Principal / CEO	10
Xeotron Corp	Private	Universities of Houston and Michigan	Private	Licenses as Principal / CEO	N/A
Targeted Genetics	Private	Investors	Private	Secondary offering, NASDAQ as Principal	30
RGene Therapeutics	Private	Groupe Fournier (Solvay, Abbott)	OTC: SOLVY NYSE: ABT	Codevelopment, License & Marketing as Principal / CEO	12
RGene Therapeutics	Private	Pasteur-Meriuex (Sanofi)	NASDAQ: SNY	License as Principal	N/A
Schering-Plough (Merck)	NYSE:MRK	Sandoz (Novartis)	NYSE: NVS	Co-develop renegoatiation as Principal / President	N/A
Fannin Innovation Studio	Private	Investors Institutions	Private	Technology / Startup Acquisitions as Principal / President	N/A
Fannin Innovation Studio	Private	NIH, Federal and State Agencies	Private	Development Grants as Principal / President	N/A
Fannin Innovation Studio	Private	Investors	Private	Recapitalization as Principal / President	N/A
Aclipse Therapeutics	Private	N/A	N/A	CFO	N/A
AIM Immunotech	NYSE/AMEX: AIM	N/A	N/A	CFO	N/A
Enveric Biosciences	NasdaqCM: ENVB	N/A	N/A	CFO	N/A
NLS Pharmaceutics	NasdaqCM:NLSP	N/A	N/A	CFO through successful IPO	N/A
SFA Therapeutics, Inc.	Private	N/A	N/A	CFO and Board Member	N/A
Sharp Edge Labs	Private	N/A	N/A	CFO / COO	N/A
Vitruviae Therapeutics	Private	N/A	N/A	Senior Financial Advisor	N/A
Motif Bio	Nasdaq: MTFB	N/A	N/A	CFO	N/A
StemCyte	Private	N/A	N/A	Senior VP, CFO and Business Unit Manager	N/A
Tyme Technologies, Inc.	Nasdaq: TYME	N/A	N/A	Senior Financial Advisor	N/A
ProCyte	Private	N/A	N/A	Advisory: Prefunding Intelligence	N/A